-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Fz6BD3JFR1gDityNrPpptdNhiDU1WgvfQtEWF2rBoRLCwFenOv2y34U/me4QGNgE ezcyIJppd/mUGN2k85CNsw== /in/edgar/work/20000629/0000950159-00-000269/0000950159-00-000269.txt : 20000920 0000950159-00-000269.hdr.sgml : 20000920 ACCESSION NUMBER: 0000950159-00-000269 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000629 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PMA CAPITAL CORP CENTRAL INDEX KEY: 0001041665 STANDARD INDUSTRIAL CLASSIFICATION: [6331 ] IRS NUMBER: 232217932 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-53303 FILM NUMBER: 664453 BUSINESS ADDRESS: STREET 1: 1735 MARKET STREET SUITE 2800 STREET 2: 380 SENTRY PKWY CITY: PHILADELPHIA STATE: PA ZIP: 19103-7590 BUSINESS PHONE: 2156655046 MAIL ADDRESS: STREET 1: 1735 MARKET STREET SUITE 2800 STREET 2: 380 SENTRY PARKWAY CITY: PHILADELPHIA STATE: PA ZIP: 19103-7590 FORMER COMPANY: FORMER CONFORMED NAME: PENNSYLVANIA MANUFACTURERS CORP DATE OF NAME CHANGE: 19970702 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MALONE JAMES F III CENTRAL INDEX KEY: 0001055629 STANDARD INDUSTRIAL CLASSIFICATION: [ ] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1655 CROOKED OAK DRIVE CITY: LANCASTER STATE: PA ZIP: 17601-4299 MAIL ADDRESS: STREET 1: NORTHRIDGE OFFICE PLAZA STREET 2: 17 VIP DRIVE, SUITE 310 CITY: WEXFORD STATE: PA ZIP: 15090 SC 13G/A 1 0001.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* PMA Capital Corporation ----------------------- (Name of Issuer) Class A Common Stock, $5 par value per share -------------------------------------------- (Title of Class of Securities) 693419202 ---------- (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [ X ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13G - -------------------------------------------------------------------------------- CUSIP No. 693419202 Page 2 of 6 Pages - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON James F. Malone III - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) ______ (b) ______ - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Citizen of the United States of America - -------------------------------------------------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 SOLE VOTING POWER 1,244,000 shares --------------------------------------------------------------------------- 6 SHARED VOTING POWER 0 --------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 1,244,000 shares --------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,244,000 shares - -------------------------------------------------------------------------------- 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) X - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.6% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- SCHEDULE 13G - -------------------------------------------------------------------------------- CUSIP No. 693419202 Page 3 of 6 Pages - -------------------------------------------------------------------------------- Item 1(a) Name of Issuer: PMA Capital Corporation Item 1(b) Address of Issuer's Principal Executive Offices: 1735 Market Street, Philadelphia, PA 19103-7590 Item 2(a) Name of Person Filing: James F. Malone III Item 2(b) Address of Principal Business Office, or, If None, Residence: Northridge Office Plaza, 117 VIP Drive, Suite 310, Wexford, PA 15090 Item 2(c) Citizenship: Citizen of the United States of America Item 2(d) Title of Class of Securities: Class A Common Stock, $5 par value per share Item 2(e) Cusip Number: 693419202 Item 3 If this Statement is filed pursuant to 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: Not applicable. Item 4 Ownership: (a) Amount Beneficially Owned: 1,244,000 shares (1)(2) (b) Percent of Class: 5.6%(1)(2) (c) Number of Shares as to which such person has: (i) sole power to vote or direct the vote: 1,244,000 shares SCHEDULE 13G - -------------------------------------------------------------------------------- CUSIP No. 693419202 Page 4 of 6 Pages - -------------------------------------------------------------------------------- (ii) shared power to vote or direct the vote: 0 (2) (iii) sole power to dispose or to direct the disposition of: 1,244,000 shares (iv) shared power to dispose or to direct the disposition of: 0 (2) - ------------------- (1) This Amendment No. 3 is being filed because of the Company's reclassification of each issued share of its Common Stock, $5 par value, into one share of Class A Common Stock, $5 par value, which was effective on April 24, 2000 (the "Conversion"), and which resulted in an increase in the outstanding the shares of Class A Common Stock from 9.8 million shares to 22.1 million shares. This increase in the outstanding shares caused a decrease in Mr. Malone's percentage ownership. (2) As of May 31, 2000, PMA Foundation (the "Foundation") beneficially owned 5,473,450 shares of Class A Common Stock, or 24.7% of such class. The Board of Trustees of the Foundation has sole voting power and investment power with respect to the shares of Class A Common Stock of the Company held by the Foundation. Mr. Malone is a member of the Board of Trustees of the Foundation and disclaims beneficial ownership of the Foundation's shares, which are excluded from the shares reported above. As of May 31, 2000, Pennsylvania Manufacturers' Association, Northeast Branch ("NE Branch") beneficially owned 84,600 shares of Class A Common Stock, representing less than 1% of that class of stock. The Board of Trustees of NE Branch has sole voting power and investment power with respect to the shares held by the NE Branch. Mr. Malone is a member of the Board of Trustees of NE Branch and disclaims beneficial ownership of NE Branch's shares, which are excluded from the shares reported above. Item 5 Ownership of Five Percent or Less of a Class: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. [ ] Item 6 Ownership of More Than Five Percent on Behalf of Another Person: No other person has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the shares of Class A Common Stock beneficially owned by Mr. Malone. Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported On by the Parent Holding Company or Control Person: Not applicable. SCHEDULE 13G - -------------------------------------------------------------------------------- CUSIP No. 693419202 Page 5 of 6 Pages - -------------------------------------------------------------------------------- Item 8 Identification and Classification of Members of the Group: Not applicable. Item 9 Notice of Dissolution of Group: Not applicable. Item 10 Certifications: Not applicable. SCHEDULE 13G - -------------------------------------------------------------------------------- CUSIP No. 693419202 Page 6 of 6 Pages - -------------------------------------------------------------------------------- Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: June 26, 2000 /s/ James F. Malone III ------------- ------------------------ James F. Malone III -----END PRIVACY-ENHANCED MESSAGE-----